-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VLAIom4UuwQaOVcm9pU93Y7HnFIejX7A7W80xqflyyZXCbg6vIX/snGW9ZMrZ1pD Z5mS9oz9lVsTSwmflCVo4w== 0001047469-98-041051.txt : 19981118 0001047469-98-041051.hdr.sgml : 19981118 ACCESSION NUMBER: 0001047469-98-041051 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19981116 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NATHANS FAMOUS INC CENTRAL INDEX KEY: 0000069733 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 113166443 STATE OF INCORPORATION: DE FISCAL YEAR END: 0329 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-49205 FILM NUMBER: 98750521 BUSINESS ADDRESS: STREET 1: 1400 OLD COUNTRY RD CITY: WESTBURY STATE: NY ZIP: 11590 BUSINESS PHONE: 5163388500 MAIL ADDRESS: STREET 1: 1400 OLD COUNTRY RD STREET 2: STE 400 CITY: WESTBURY STATE: NY ZIP: 11590 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HACKEL KENNETH S CENTRAL INDEX KEY: 0001047907 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 11 MARCOTTE LANE CITY: TENAFLY STATE: NJ ZIP: 07670 BUSINESS PHONE: 2018169131 MAIL ADDRESS: STREET 1: 11 MARCOTTE LANE CITY: TENAFLY STATE: NJ ZIP: 07670 SC 13D 1 SCH. 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)(1) Nathan's Famous, Inc. --------------------- (Name of Issuer) Common Stock, par value $0.01 per share --------------------------------------- (Title of Class of Securities) 632347100 --------- (CUSIP Number) Kenneth S. Hackel Joel M. Handel, Esq. P.O. Box 726 Baer Marks & Upham LLP Alpine, New Jersey 07620 805 Third Avenue New York, New York 10022 (212) 702-5700 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 5, 1998 ---------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g) check the following box / /. Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. - ----------------------------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) (Page 1 of 4 Pages) - ----------------------------------- --------------------------------------- CUSIP No. 632347100 Page 2 of 4 Pages --------- ----- ----- - ----------------------------------- --------------------------------------- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1. NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Kenneth S. Hackel - -------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - -------------------------------------------------------------------------------- 3. SEC USE ONLY - -------------------------------------------------------------------------------- 4. SOURCE OF FUNDS See Item 3 - -------------------------------------------------------------------------------- 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) / / - -------------------------------------------------------------------------------- 6. CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7. SOLE VOTING POWER 299,200 SHARES ------------------------------------------------------ BENEFICIALLY 8. SHARED VOTING POWER 0 OWNED BY ------------------------------------------------------ EACH 9. SOLE DISPOSITIVE POWER 299,200 REPORTING ------------------------------------------------------ PERSON WITH 10. SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 299,200 - -------------------------------------------------------------------------------- 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------------- 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.3% - -------------------------------------------------------------------------------- 14. TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- - --------------------------------------- ----------------------------------- CUSIP No. 632347100 Page 3 of 4 Pages --------- ------ ----- - --------------------------------------- ----------------------------------- Item 1 Security and Issuer This Amendment No. 1 to the original statement on Schedule 13D (the "Statement") relates to the common stock, par value $0.01 per share (the "Common Stock"), of Nathan's Famous, Inc., a Delaware corporation (the "Company"). The address of the principal executive office of the Company is 1400 Old Country Road, Westbury, New York 11590. Item 2 Identity and Background The information is Item 2 has not changed. Item 3 Source and Amount of Funds or Other Consideration The information previously reported in Item 3 is hereby amended by deleting "$914,487.50" and inserting in its place "$902,237.50" and by deleting "251,200" and inserting in its place "247,700" and by adding the following after the existing information. The Reporting Person paid an aggregate of $201,500, net of commissions and fees, for 51,500 shares of Common Stock in a series of purchases, as reported in Item 5 herein. The Reporting Person used personal funds to purchase the shares of Common Stock. Item 4 Purpose of Transaction The information is Item 4 has not changed. Item 5 Interest in Securities of the Issuer The number of shares over which the Reporting Person has: (i) sole power to vote or direct the vote: 299,200 (ii) shared power to vote or direct the vote: 0 (iii) sole power to dispose or direct the disposition of: 299,200 (iv) shared power to dispose or direct the disposition of: 0 The list of transactions previously reported is hereby amended by deleting a line showing the purchase of 2,000 shares on 9/24/98 at $3.500 per share and by deleting a line showing the purchase of 1,500 shares on 9/24/98 at $3.500 per share. The following transactions were effected during the past six months:
DATE TRANSACTION NUMBER OF SHARES PRICE PER SHARE - ---- ----------- ---------------- --------------- 10/7/98 Purchase 2,500 3.50 10/7/98 Purchase 4,000 3.50 10/28/98 Purchase 5,000 3.75 11/5/98 Purchase 35,000 4.00 11/9/98 Purchase 5,000 4.00 TOTAL 51,500
Item 6 Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer None. Item 7 Material to be filed as Exhibits None. - ----------------------------------- ----------------------------------------- CUSIP No. 632347100 Page 4 of 4 Pages --------- ------ ----- - ----------------------------------- ----------------------------------------- SIGNATURE After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify the information set forth in this Amendment is true, complete and correct. Dated: November 11, 1998 /s/ Kenneth S. Hackel ----------------- Kenneth S. Hackel -----END PRIVACY-ENHANCED MESSAGE-----